{"id":18738,"date":"2023-06-07T08:00:06","date_gmt":"2023-06-07T02:15:06","guid":{"rendered":"https:\/\/bentsienchill.com\/?p=18738"},"modified":"2023-06-07T14:46:25","modified_gmt":"2023-06-07T09:01:25","slug":"securities-and-exchange-commission-issues-guidelines-to-regulate-the-registration-of-securities-issued-to-the-public","status":"publish","type":"post","link":"https:\/\/bentsienchill.com\/?p=18738","title":{"rendered":"Securities and Exchange Commission Issues Guidelines to Regulate the Registration of Securities Issued to the Public"},"content":{"rendered":"\t\t<div data-elementor-type=\"wp-post\" data-elementor-id=\"18738\" class=\"elementor elementor-18738\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-5d2a4eb6 elementor-section-full_width elementor-section-stretched banner-inner elementor-section-height-default elementor-section-height-default\" data-id=\"5d2a4eb6\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;stretch_section&quot;:&quot;section-stretched&quot;,&quot;background_background&quot;:&quot;classic&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-323dc6aa banner-t-s\" data-id=\"323dc6aa\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-28881b51 banner-text-white elementor-widget elementor-widget-heading\" data-id=\"28881b51\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h5 class=\"elementor-heading-title elementor-size-default\"><a href=\"https:\/\/bentsienchill.com\/publication\/\">Publication<\/a><\/h5>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-3f52e181 banner-text-white elementor-widget elementor-widget-page-title\" data-id=\"3f52e181\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"page-title.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t\n\t\t<div class=\"hfe-page-title hfe-page-title-wrapper elementor-widget-heading\">\n\n\t\t\t\t\t\t\t\t\t\t\t<a href=\"https:\/\/bentsienchill.com\">\n\t\t\t\t\t\t<h1 class=\"elementor-heading-title elementor-size-default\">\n\t\t\t\t\t\t\t\t\n\t\t\t\tSecurities and Exchange Commission Issues Guidelines to Regulate the Registration of Securities Issued to the Public  \n\t\t\t<\/h1 > \n\t\t\t\t\t\t\t\t\t<\/a>\n\t\t\t\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-4397ef8e elementor-section-full_width news-events-section more-margin-b elementor-section-height-default elementor-section-height-default\" data-id=\"4397ef8e\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-7dce1b9f wrap-left\" data-id=\"7dce1b9f\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<section class=\"elementor-section elementor-inner-section elementor-element elementor-element-70f7c1fe print-share-h elementor-section-boxed elementor-section-height-default elementor-section-height-default\" data-id=\"70f7c1fe\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-33 elementor-inner-column elementor-element elementor-element-79f5b058 icon-section share-wrapper-h\" data-id=\"79f5b058\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-3ee061aa share-holder elementor-view-default elementor-widget elementor-widget-icon\" data-id=\"3ee061aa\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"icon.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-icon-wrapper\">\n\t\t\t<div class=\"elementor-icon\">\n\t\t\t<svg xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"40\" height=\"40\" viewBox=\"0 0 40 40\" fill=\"none\"><circle cx=\"20\" cy=\"20\" r=\"19.5\" fill=\"white\" stroke=\"black\"><\/circle><g clip-path=\"url(#clip0_342_1531)\"><path d=\"M27.9997 14.6663C29.473 14.6663 30.6663 13.473 30.6663 11.9997C30.6663 10.5263 29.473 9.33301 27.9997 9.33301C26.5263 9.33301 25.333 10.5263 25.333 11.9997C25.333 12.1917 25.3557 12.377 25.393 12.557L14.001 18.2543C13.5117 17.6943 12.801 17.333 11.9997 17.333C10.5263 17.333 9.33301 18.5263 9.33301 19.9997C9.33301 21.473 10.5263 22.6663 11.9997 22.6663C12.801 22.6663 13.5117 22.305 14.001 21.745L25.3943 27.441C25.3557 27.6223 25.333 27.8077 25.333 27.9997C25.333 29.473 26.5263 30.6663 27.9997 30.6663C29.473 30.6663 30.6663 29.473 30.6663 27.9997C30.6663 26.5263 29.473 25.333 27.9997 25.333C27.1983 25.333 26.4877 25.6943 25.9983 26.2543L14.6063 20.557C14.6437 20.377 14.6663 20.1917 14.6663 19.9997C14.6663 19.8077 14.6437 19.6223 14.6063 19.4423L25.9997 13.7463C26.4877 14.305 27.1983 14.6663 27.9997 14.6663Z\" fill=\"black\"><\/path><\/g><defs><clipPath id=\"clip0_342_1531\"><rect width=\"21.3333\" height=\"21.3333\" fill=\"white\" transform=\"translate(9.33301 9.33301)\"><\/rect><\/clipPath><\/defs><\/svg>\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-53ff58b2 share-social elementor-widget elementor-widget-shortcode\" data-id=\"53ff58b2\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"shortcode.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-shortcode\"><div class=\"heateor_sss_sharing_container heateor_sss_horizontal_sharing\" data-heateor-ss-offset=\"0\" data-heateor-sss-href='https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Fposts%2F18738'><div class=\"heateor_sss_sharing_ul\"><a aria-label=\"Facebook\" class=\"heateor_sss_facebook\" href=\"https:\/\/www.facebook.com\/sharer\/sharer.php?u=https%3A%2F%2Fbentsienchill.com%2Findex.php%3Frest_route%3D%252Fwp%252Fv2%252Fposts%252F18738\" title=\"Facebook\" rel=\"nofollow noopener\" target=\"_blank\" style=\"font-size:32px!important;box-shadow:none;display:inline-block;vertical-align:middle\"><span class=\"heateor_sss_svg\" style=\"background-color:#0765FE;width:35px;height:35px;display:inline-block;opacity:1;float:left;font-size:32px;box-shadow:none;display:inline-block;font-size:16px;padding:0 4px;vertical-align:middle;background-repeat:repeat;overflow:hidden;padding:0;cursor:pointer;box-sizing:content-box\"><svg style=\"display:block;\" focusable=\"false\" aria-hidden=\"true\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"100%\" height=\"100%\" viewBox=\"0 0 32 32\"><path fill=\"#fff\" d=\"M28 16c0-6.627-5.373-12-12-12S4 9.373 4 16c0 5.628 3.875 10.35 9.101 11.647v-7.98h-2.474V16H13.1v-1.58c0-4.085 1.849-5.978 5.859-5.978.76 0 2.072.15 2.608.298v3.325c-.283-.03-.775-.045-1.386-.045-1.967 0-2.728.745-2.728 2.683V16h3.92l-.673 3.667h-3.247v8.245C23.395 27.195 28 22.135 28 16Z\"><\/path><\/svg><\/span><\/a><a aria-label=\"Twitter\" class=\"heateor_sss_button_twitter\" href=\"https:\/\/twitter.com\/intent\/tweet?text=Securities%20and%20Exchange%20Commission%20Issues%20Guidelines%20to%20Regulate%20the%20Registration%20of%20Securities%20Issued%20to%20the%20Public&url=https%3A%2F%2Fbentsienchill.com%2Findex.php%3Frest_route%3D%252Fwp%252Fv2%252Fposts%252F18738\" title=\"Twitter\" rel=\"nofollow noopener\" target=\"_blank\" style=\"font-size:32px!important;box-shadow:none;display:inline-block;vertical-align:middle\"><span class=\"heateor_sss_svg heateor_sss_s__default heateor_sss_s_twitter\" style=\"background-color:#55acee;width:35px;height:35px;display:inline-block;opacity:1;float:left;font-size:32px;box-shadow:none;display:inline-block;font-size:16px;padding:0 4px;vertical-align:middle;background-repeat:repeat;overflow:hidden;padding:0;cursor:pointer;box-sizing:content-box\"><svg style=\"display:block;\" focusable=\"false\" aria-hidden=\"true\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"100%\" height=\"100%\" viewBox=\"-4 -4 39 39\"><path d=\"M28 8.557a9.913 9.913 0 0 1-2.828.775 4.93 4.93 0 0 0 2.166-2.725 9.738 9.738 0 0 1-3.13 1.194 4.92 4.92 0 0 0-3.593-1.55 4.924 4.924 0 0 0-4.794 6.049c-4.09-.21-7.72-2.17-10.15-5.15a4.942 4.942 0 0 0-.665 2.477c0 1.71.87 3.214 2.19 4.1a4.968 4.968 0 0 1-2.23-.616v.06c0 2.39 1.7 4.38 3.952 4.83-.414.115-.85.174-1.297.174-.318 0-.626-.03-.928-.086a4.935 4.935 0 0 0 4.6 3.42 9.893 9.893 0 0 1-6.114 2.107c-.398 0-.79-.023-1.175-.068a13.953 13.953 0 0 0 7.55 2.213c9.056 0 14.01-7.507 14.01-14.013 0-.213-.005-.426-.015-.637.96-.695 1.795-1.56 2.455-2.55z\" fill=\"#fff\"><\/path><\/svg><\/span><\/a><a aria-label=\"Linkedin\" class=\"heateor_sss_button_linkedin\" href=\"https:\/\/www.linkedin.com\/sharing\/share-offsite\/?url=https%3A%2F%2Fbentsienchill.com%2Findex.php%3Frest_route%3D%252Fwp%252Fv2%252Fposts%252F18738\" title=\"Linkedin\" rel=\"nofollow noopener\" target=\"_blank\" style=\"font-size:32px!important;box-shadow:none;display:inline-block;vertical-align:middle\"><span class=\"heateor_sss_svg heateor_sss_s__default heateor_sss_s_linkedin\" style=\"background-color:#0077b5;width:35px;height:35px;display:inline-block;opacity:1;float:left;font-size:32px;box-shadow:none;display:inline-block;font-size:16px;padding:0 4px;vertical-align:middle;background-repeat:repeat;overflow:hidden;padding:0;cursor:pointer;box-sizing:content-box\"><svg style=\"display:block;\" focusable=\"false\" aria-hidden=\"true\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"100%\" height=\"100%\" viewBox=\"0 0 32 32\"><path d=\"M6.227 12.61h4.19v13.48h-4.19V12.61zm2.095-6.7a2.43 2.43 0 0 1 0 4.86c-1.344 0-2.428-1.09-2.428-2.43s1.084-2.43 2.428-2.43m4.72 6.7h4.02v1.84h.058c.56-1.058 1.927-2.176 3.965-2.176 4.238 0 5.02 2.792 5.02 6.42v7.395h-4.183v-6.56c0-1.564-.03-3.574-2.178-3.574-2.18 0-2.514 1.7-2.514 3.46v6.668h-4.187V12.61z\" fill=\"#fff\"><\/path><\/svg><\/span><\/a><a aria-label=\"Whatsapp\" class=\"heateor_sss_whatsapp\" href=\"https:\/\/api.whatsapp.com\/send?text=Securities%20and%20Exchange%20Commission%20Issues%20Guidelines%20to%20Regulate%20the%20Registration%20of%20Securities%20Issued%20to%20the%20Public%20https%3A%2F%2Fbentsienchill.com%2Findex.php%3Frest_route%3D%252Fwp%252Fv2%252Fposts%252F18738\" title=\"Whatsapp\" rel=\"nofollow noopener\" target=\"_blank\" style=\"font-size:32px!important;box-shadow:none;display:inline-block;vertical-align:middle\"><span class=\"heateor_sss_svg\" style=\"background-color:#55eb4c;width:35px;height:35px;display:inline-block;opacity:1;float:left;font-size:32px;box-shadow:none;display:inline-block;font-size:16px;padding:0 4px;vertical-align:middle;background-repeat:repeat;overflow:hidden;padding:0;cursor:pointer;box-sizing:content-box\"><svg style=\"display:block;\" focusable=\"false\" aria-hidden=\"true\" xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"100%\" height=\"100%\" viewBox=\"-6 -5 40 40\"><path class=\"heateor_sss_svg_stroke heateor_sss_no_fill\" stroke=\"#fff\" stroke-width=\"2\" fill=\"none\" d=\"M 11.579798566743314 24.396926207859085 A 10 10 0 1 0 6.808479557110079 20.73576436351046\"><\/path><path d=\"M 7 19 l -1 6 l 6 -1\" class=\"heateor_sss_no_fill heateor_sss_svg_stroke\" stroke=\"#fff\" stroke-width=\"2\" fill=\"none\"><\/path><path d=\"M 10 10 q -1 8 8 11 c 5 -1 0 -6 -1 -3 q -4 -3 -5 -5 c 4 -2 -1 -5 -1 -4\" fill=\"#fff\"><\/path><\/svg><\/span><\/a><a class=\"heateor_sss_more\" aria-label=\"More\" title=\"More\" rel=\"nofollow noopener\" style=\"font-size: 32px!important;border:0;box-shadow:none;display:inline-block!important;font-size:16px;padding:0 4px;vertical-align: middle;display:inline;\" href=\"https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Fposts%2F18738\" onclick=\"event.preventDefault()\"><span class=\"heateor_sss_svg\" style=\"background-color:#ee8e2d;width:35px;height:35px;display:inline-block!important;opacity:1;float:left;font-size:32px!important;box-shadow:none;display:inline-block;font-size:16px;padding:0 4px;vertical-align:middle;display:inline;background-repeat:repeat;overflow:hidden;padding:0;cursor:pointer;box-sizing:content-box;\" onclick=\"heateorSssMoreSharingPopup(this, 'https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Fposts%2F18738', 'Securities%20and%20Exchange%20Commission%20Issues%20Guidelines%20to%20Regulate%20the%20Registration%20of%20Securities%20Issued%20to%20the%20Public', '' )\"><svg xmlns=\"http:\/\/www.w3.org\/2000\/svg\" xmlns:xlink=\"http:\/\/www.w3.org\/1999\/xlink\" viewBox=\"-.3 0 32 32\" version=\"1.1\" width=\"100%\" height=\"100%\" style=\"display:block;\" xml:space=\"preserve\"><g><path fill=\"#fff\" d=\"M18 14V8h-4v6H8v4h6v6h4v-6h6v-4h-6z\" fill-rule=\"evenodd\"><\/path><\/g><\/svg><\/span><\/a><\/div><div class=\"heateorSssClear\"><\/div><\/div><\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-33 elementor-inner-column elementor-element elementor-element-599cc1d print-h-w\" data-id=\"599cc1d\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-4db920ea elementor-view-default elementor-widget elementor-widget-icon\" data-id=\"4db920ea\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"icon.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-icon-wrapper\">\n\t\t\t<div class=\"elementor-icon\">\n\t\t\t<svg xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"40\" height=\"40\" viewBox=\"0 0 40 40\" fill=\"none\"><circle cx=\"20\" cy=\"20\" r=\"19.5\" fill=\"white\" stroke=\"black\"><\/circle><path d=\"M28.0106 16.2411H26.6327V9.96101C26.6327 9.79446 26.5667 9.63472 26.4492 9.51695C26.3317 9.39917 26.1724 9.33301 26.0063 9.33301H13.9805C13.8144 9.33301 13.6551 9.39917 13.5376 9.51695C13.4202 9.63472 13.3542 9.79446 13.3542 9.96101V16.2411H11.9637C11.2654 16.2427 10.5963 16.522 10.1032 17.0177C9.60999 17.5133 9.33304 18.1848 9.33304 18.885V23.909C9.33139 24.2564 9.39821 24.6008 9.52968 24.9222C9.66114 25.2437 9.85465 25.536 10.0991 25.7822C10.3435 26.0285 10.6341 26.2239 10.9541 26.3572C11.2741 26.4906 11.6172 26.5592 11.9637 26.5592H13.2164V30.0383C13.2164 30.2049 13.2824 30.3646 13.3998 30.4824C13.5173 30.6002 13.6766 30.6663 13.8427 30.6663H26.1566C26.3228 30.6663 26.4821 30.6002 26.5995 30.4824C26.717 30.3646 26.783 30.2049 26.783 30.0383V26.5592H28.0357C28.7328 26.5575 29.401 26.2791 29.894 25.7848C30.387 25.2905 30.6647 24.6206 30.6663 23.9216V18.8975C30.668 18.5477 30.6004 18.201 30.4674 17.8775C30.3345 17.5541 30.1388 17.2603 29.8918 17.0132C29.6448 16.7661 29.3513 16.5706 29.0284 16.4381C28.7055 16.3055 28.3595 16.2386 28.0106 16.2411ZM14.6069 10.589H25.38V16.2411H14.6069V10.589ZM25.5303 29.4292H14.4691V22.1443H25.5303V29.4292ZM29.3886 23.9404C29.3869 24.3063 29.2412 24.6568 28.9832 24.9155C28.7251 25.1743 28.3756 25.3204 28.0106 25.322H26.7579V21.554C26.7579 21.3874 26.6919 21.2277 26.5745 21.1099C26.457 20.9921 26.2977 20.926 26.1316 20.926H13.8427C13.6766 20.926 13.5173 20.9921 13.3998 21.1099C13.2824 21.2277 13.2164 21.3874 13.2164 21.554V25.322H11.9637C11.5987 25.3204 11.2492 25.1743 10.9911 24.9155C10.7331 24.6568 10.5874 24.3063 10.5857 23.9404V18.9164C10.5816 18.732 10.6141 18.5487 10.6814 18.3771C10.7487 18.2054 10.8494 18.049 10.9777 17.9169C11.106 17.7847 11.2593 17.6795 11.4286 17.6075C11.5979 17.5354 11.7798 17.4979 11.9637 17.4971H27.9981C28.3641 17.4987 28.7146 17.6457 28.9728 17.9058C29.2311 18.1659 29.376 18.518 29.376 18.885L29.3886 23.9404Z\" fill=\"black\"><\/path><\/svg>\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-3a5796a4 print-n print-h elementor-widget elementor-widget-shortcode\" data-id=\"3a5796a4\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"shortcode.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-shortcode\"><div class=\"pdfprnt-buttons\"><a href=\"https:\/\/bentsienchill.com\/index.php?rest_route=wpv2posts18738&print=print\" class=\"pdfprnt-button pdfprnt-button-print\" target=\"_blank\" ><img decoding=\"async\" data-src=\"https:\/\/bela.dmtca.work\/wp-content\/plugins\/pdf-print\/images\/print.png\" alt=\"image_print\" title=\"Print Content\" src=\"data:image\/svg+xml;base64,PHN2ZyB3aWR0aD0iMSIgaGVpZ2h0PSIxIiB4bWxucz0iaHR0cDovL3d3dy53My5vcmcvMjAwMC9zdmciPjwvc3ZnPg==\" class=\"lazyload\" \/><\/a><\/div><\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-33 elementor-inner-column elementor-element elementor-element-344c319b print-h-w\" data-id=\"344c319b\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap\">\n\t\t\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<div class=\"elementor-element elementor-element-c4b538c blogdate1 elementor-widget elementor-widget-shortcode\" data-id=\"c4b538c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"shortcode.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-shortcode\">June 7, 2023<\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-540aacff all-details news-insight-detail elementor-widget elementor-widget-shortcode\" data-id=\"540aacff\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"shortcode.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t\t\t<div class=\"elementor-shortcode\"><p>The Securities and Exchange Commission (<strong>SEC<\/strong>) has issued guidelines to regulate the registration of securities issued by public companies, closed-end collective investment schemes, statutory bodies, local government authorities and any other entity which issues securities to the public. The Securities Industry (Registration of Securities) Guidelines, 2023 (SEC\/GUI\/002\/02\/2023) (the <strong>Registration of Securities Guidelines<\/strong>), provide for:<\/p>\r\n<ul>\r\n\t<li>registration of securities to be issued to the public or issuers who intend traded on an SEC licensed over-the-counter market);<\/li>\r\n\t<li>the registration requirements (i.e. information and supporting documents to be provided);<\/li>\r\n\t<li>the procedure for registration;<\/li>\r\n\t<li>the registration fee payable to the SEC; and<\/li>\r\n\t<li>the sanctions for non-compliance.<\/li>\r\n<\/ul>\r\n<p>Section 145 of the Securities Industry Act, 2016 (Act 929) as amended (the <strong>Securities Industry Act<\/strong>) requires the registration of all securities to be issued to the public (except securities issued with an original tenor of up to 1 year and Government of Ghana securities). The Securities Industry Act also requires the SEC to issue registration certificates in respect of registered securities, and prohibits \u00a0unregistered securities from being admitted to trading on any securities exchange, or transferred, sold or offered for sale to the public on any secondary market.\u00a0 It is expected that the implementation of the Registration of Securities Guidelines will assist the SEC to monitor, detect and prevent market abuse and achieve its objective of promoting the growth and development of an efficient, fair and transparent securities market in Ghana.<\/p><\/div>\n\t\t\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-6dd6c121 rc-heading elementor-widget elementor-widget-heading\" data-id=\"6dd6c121\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h2 class=\"elementor-heading-title elementor-size-default\">Recommended Content<\/h2>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<div class=\"elementor-element elementor-element-6a9e6cd8 recomm-content elementor-widget elementor-widget-elementskit-blog-posts\" data-id=\"6a9e6cd8\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"elementskit-blog-posts.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<div class=\"ekit-wid-con\" >        <div id=\"post-items--6a9e6cd8\" class=\"row post-items\">\n                    <div class=\"col-lg-4 col-md-6\">\n\n                                    <div class=\"elementskit-post-image-card\">\n                        <div class=\"elementskit-entry-header\">\n                                                            <a href=\"https:\/\/bentsienchill.com\/?p=18660\" class=\"elementskit-entry-thumb\">\n                                    <img decoding=\"async\" data-src=\"https:\/\/bentsienchill.com\/wp-content\/uploads\/2023\/05\/Landscape-images-600-\u00d7-600-px-2-1024x576.png\" alt=\"Securities and Exchange Commission Issues Guidelines to Govern the Activities of Trustees in the Securities Industry\" src=\"data:image\/svg+xml;base64,PHN2ZyB3aWR0aD0iMSIgaGVpZ2h0PSIxIiB4bWxucz0iaHR0cDovL3d3dy53My5vcmcvMjAwMC9zdmciPjwvc3ZnPg==\" class=\"lazyload\" style=\"--smush-placeholder-width: 1024px; --smush-placeholder-aspect-ratio: 1024\/576;\">\n                                <\/a><!-- .elementskit-entry-thumb END -->\n                                                            \n                            \n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .elementskit-entry-header END -->\n\n\t\t\t\t\t\t<div class=\"elementskit-post-body \">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<h2 class=\"entry-title\">\n\t\t\t\t\t<a href=\"https:\/\/bentsienchill.com\/?p=18660\">\n\t\t\t\t\t\tSecurities and Exchange Commission Issues Guidelines to Govern the Activities of Trustees in the Securities Industry\t\t\t\t\t<\/a>\n\t\t\t\t<\/h2>\n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"post-meta-list\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"meta-date\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"meta-date-text\">\n\t\t\t\t\t\t\t\t\t\t\tMay 3, 2023\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t                                                    <\/div><!-- .elementskit-post-body END -->\n                    <\/div>\n                \n            <\/div>\n                    <div class=\"col-lg-4 col-md-6\">\n\n                                    <div class=\"elementskit-post-image-card\">\n                        <div class=\"elementskit-entry-header\">\n                                                            <a href=\"https:\/\/bentsienchill.com\/?p=18477\" class=\"elementskit-entry-thumb\">\n                                    <img decoding=\"async\" data-src=\"https:\/\/bentsienchill.com\/wp-content\/uploads\/2023\/04\/Landscape-images-7-1024x576.png\" alt=\"Parliament Passes the Growth and Sustainability Levy Bill, 2022\" src=\"data:image\/svg+xml;base64,PHN2ZyB3aWR0aD0iMSIgaGVpZ2h0PSIxIiB4bWxucz0iaHR0cDovL3d3dy53My5vcmcvMjAwMC9zdmciPjwvc3ZnPg==\" class=\"lazyload\" style=\"--smush-placeholder-width: 1024px; --smush-placeholder-aspect-ratio: 1024\/576;\">\n                                <\/a><!-- .elementskit-entry-thumb END -->\n                                                            \n                            \n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .elementskit-entry-header END -->\n\n\t\t\t\t\t\t<div class=\"elementskit-post-body \">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<h2 class=\"entry-title\">\n\t\t\t\t\t<a href=\"https:\/\/bentsienchill.com\/?p=18477\">\n\t\t\t\t\t\tParliament Passes the Growth and Sustainability Levy Bill, 2022\t\t\t\t\t<\/a>\n\t\t\t\t<\/h2>\n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"post-meta-list\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"meta-date\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"meta-date-text\">\n\t\t\t\t\t\t\t\t\t\t\tApril 11, 2023\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t                                                    <\/div><!-- .elementskit-post-body END -->\n                    <\/div>\n                \n            <\/div>\n                    <div class=\"col-lg-4 col-md-6\">\n\n                                    <div class=\"elementskit-post-image-card\">\n                        <div class=\"elementskit-entry-header\">\n                                                            <a href=\"https:\/\/bentsienchill.com\/?p=578\" class=\"elementskit-entry-thumb\">\n                                    <img decoding=\"async\" data-src=\"https:\/\/bentsienchill.com\/wp-content\/uploads\/2022\/11\/kazuki-tomoda-3vS40wo6Wwo-unsplash.jpg\" alt=\"Passage of the Fees and Charges (Miscellaneous Provisions) Bill, 2022.\" src=\"data:image\/svg+xml;base64,PHN2ZyB3aWR0aD0iMSIgaGVpZ2h0PSIxIiB4bWxucz0iaHR0cDovL3d3dy53My5vcmcvMjAwMC9zdmciPjwvc3ZnPg==\" class=\"lazyload\" style=\"--smush-placeholder-width: 1920px; --smush-placeholder-aspect-ratio: 1920\/1080;\">\n                                <\/a><!-- .elementskit-entry-thumb END -->\n                                                            \n                            \n\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div><!-- .elementskit-entry-header END -->\n\n\t\t\t\t\t\t<div class=\"elementskit-post-body \">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<h2 class=\"entry-title\">\n\t\t\t\t\t<a href=\"https:\/\/bentsienchill.com\/?p=578\">\n\t\t\t\t\t\tPassage of the Fees and Charges (Miscellaneous Provisions) Bill, 2022.\t\t\t\t\t<\/a>\n\t\t\t\t<\/h2>\n\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<div class=\"post-meta-list\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"meta-date\">\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<span class=\"meta-date-text\">\n\t\t\t\t\t\t\t\t\t\t\tSeptember 1, 2022\t\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t<\/span>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t<\/div>\n\t\t\t\t\t\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\n\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t\t                                                    <\/div><!-- .elementskit-post-body END -->\n                    <\/div>\n                \n            <\/div>\n                <\/div>\n       <\/div>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t<div class=\"elementor-column elementor-col-50 elementor-top-column elementor-element elementor-element-1bb241bc key-contact-hold wrap-right author-section elementor-hidden-desktop elementor-hidden-tablet elementor-hidden-mobile\" data-id=\"1bb241bc\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-140619c elementor-widget elementor-widget-heading\" data-id=\"140619c\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"heading.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<h3 class=\"elementor-heading-title elementor-size-default\">Author\n<\/h3>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t<section class=\"elementor-section elementor-inner-section elementor-element elementor-element-61480294 elementor-section-full_width key-contact-wrap elementor-section-height-default elementor-section-height-default\" data-id=\"61480294\" data-element_type=\"section\" data-e-type=\"section\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-no\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-inner-column elementor-element elementor-element-4359ebc6\" data-id=\"4359ebc6\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-51adbcc5 key-contact-inner elementor-widget elementor-widget-ajax-load-more\" data-id=\"51adbcc5\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"ajax-load-more.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<div class=\"elementor-alm-shortcode\"><div id=\"ajax-load-more\" class=\"ajax-load-more-wrap blue\"  data-alm-id=\"\" data-canonical-url=\"https:\/\/bentsienchill.com\/?p=578\" data-slug=\"passage-of-the-fees-and-charges\" data-post-id=\"578\"  data-localized=\"ajax_load_more_vars\" data-alm-object=\"ajax_load_more\"><div aria-live=\"polite\" aria-atomic=\"true\" class=\"alm-listing alm-ajax css-grid\" data-container-type=\"div\" data-loading-style=\"blue\" data-repeater=\"template_46\" data-post-type=\"post\" data-category=\"Key Contact Energy and Infrastructure\" data-order=\"DESC\" data-orderby=\"date\" data-offset=\"0\" data-posts-per-page=\"12\" data-scroll=\"false\" data-button-label=\"Load More\" data-prev-button-label=\"Load Previous\"><\/div><div class=\"alm-btn-wrap\" style=\"visibility: hidden\" data-rel=\"ajax-load-more\"><button class=\"alm-load-more-btn \" type=\"button\">Load More<\/button><\/div><\/div><\/div>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<section class=\"elementor-section elementor-top-section elementor-element elementor-element-3bd9826e elementor-section-full_width elementor-section-stretched elementor-section-height-default elementor-section-height-default\" data-id=\"3bd9826e\" data-element_type=\"section\" data-e-type=\"section\" data-settings=\"{&quot;stretch_section&quot;:&quot;section-stretched&quot;}\">\n\t\t\t\t\t\t<div class=\"elementor-container elementor-column-gap-default\">\n\t\t\t\t\t<div class=\"elementor-column elementor-col-100 elementor-top-column elementor-element elementor-element-3c0fb016\" data-id=\"3c0fb016\" data-element_type=\"column\" data-e-type=\"column\">\n\t\t\t<div class=\"elementor-widget-wrap elementor-element-populated\">\n\t\t\t\t\t\t<div class=\"elementor-element elementor-element-4f755336 back-to-top elementor-widget elementor-widget-elementskit-back-to-top\" data-id=\"4f755336\" data-element_type=\"widget\" data-e-type=\"widget\" data-widget_type=\"elementskit-back-to-top.default\">\n\t\t\t\t<div class=\"elementor-widget-container\">\n\t\t\t\t\t<div class=\"ekit-wid-con\" >\t\t\t<div class=\"ekit-back-to-top-container ekit-btt icon_only\" data-settings=\"{&quot;offset_top&quot;:0,&quot;show_after&quot;:320,&quot;show_scroll&quot;:&quot;yes&quot;,&quot;style&quot;:&quot;icon_only&quot;,&quot;foreground&quot;:null,&quot;background&quot;:null}\"> \n\t\t\t\t<span class=\"ekit-btt__button yes\">\n\t\t\t\t\t<svg xmlns=\"http:\/\/www.w3.org\/2000\/svg\" width=\"35\" height=\"37\" viewBox=\"0 0 35 37\" fill=\"none\"><path d=\"M18.3536 4.64645C18.1583 4.45119 17.8417 4.45119 17.6464 4.64645L14.4645 7.82843C14.2692 8.02369 14.2692 8.34027 14.4645 8.53553C14.6597 8.7308 14.9763 8.7308 15.1716 8.53553L18 5.70711L20.8284 8.53553C21.0237 8.7308 21.3403 8.7308 21.5355 8.53553C21.7308 8.34027 21.7308 8.02369 21.5355 7.82843L18.3536 4.64645ZM18.5 30V5H17.5V30H18.5Z\" fill=\"black\" fill-opacity=\"0.5\"><\/path><\/svg>\t\t\t\t<\/span>\n\t\t\t<\/div>\n\t\t<\/div>\t\t\t\t<\/div>\n\t\t\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/div>\n\t\t\t\t\t<\/div>\n\t\t<\/section>\n\t\t\t\t<\/div>\n\t\t","protected":false},"excerpt":{"rendered":"<p>Publication &nbsp; Securities and Exchange Commission Issues Guidelines to Regulate the Registration of Securities Issued to the Public &lt;\/h1 &gt; Recommended Content Securities and Exchange Commission Issues Guidelines to Govern the Activities of Trustees in the Securities Industry 3 May 2023 Parliament Passes the Growth and Sustainability Levy Bill, 2022 11 April 2023 Passage of [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":18739,"comment_status":"open","ping_status":"open","sticky":false,"template":"elementor_header_footer","format":"standard","meta":{"_acf_changed":false,"site-sidebar-layout":"no-sidebar","site-content-layout":"plain-container","ast-site-content-layout":"","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"disabled","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"default","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-gradient":""}},"footnotes":""},"categories":[28],"tags":[],"class_list":["post-18738","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-news-and-updates"],"acf":[],"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/posts\/18738","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=18738"}],"version-history":[{"count":14,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/posts\/18738\/revisions"}],"predecessor-version":[{"id":18754,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/posts\/18738\/revisions\/18754"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=\/wp\/v2\/media\/18739"}],"wp:attachment":[{"href":"https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=18738"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=18738"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/bentsienchill.com\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=18738"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}